How to Invest

Investing with Guinness Atkinson Funds is easy

Brokered Investing

Guinness Atkinson Mutual Funds and ETFs are available through more than 500 brokerage firms, including those listed below:

The inclusion of these links is not an endorsement from any of these firms and does not represent a recommendation or solicitation to purchase or sell any securities. Additionally, the inclusion of these links does not represent an endorsement by Guinness Atkinson Funds of any of these firms.

Have a financial advisor or a broker? They can help you invest in Guinness Atkinson Funds.

Have an account with an online brokerage firm? You can invest in Guinness Atkinson Funds online or by phone.

Looking to make a large trade? Speak with our capital markets desk at (866) 307-5990.

Mutual Funds

Shares of Guinness Atkinson Funds may be purchased directly from us or through intermediaries like Charles Schwab, Fidelity, ETrade and others. We also make direct investing with us simple.

Just follow these three steps:

Step 1: Read Fund Information
Please read the applicable Prospectus
before investing. Choose from this list:

Alternative Energy Fund
Summary Prospectus
Fact Sheet

Asia Focus Fund
Summary Prospectus
Fact Sheet

China & Hong Kong Fund
Summary Prospectus
Fact Sheet

Global Energy Fund
Summary Prospectus
Fact Sheet

Global Innovators Fund
Summary Prospectus
Investor Fact Sheet
Institutional Fact Sheet

Step 2: Complete Your Application
Please print and complete the
applicable application for the type
of account you would like to open.

Choose from:

New Regular Account Application

IRA Account Application

IRA Transfer Form

Coverdell Educational Savings Account

IRA & Coverdell Accounts Disclosure

Entity Account Application

Certification of Beneficial Owners

Step 3: Mail Your Application and Initial Investment
Please mail your completed, signed application along with your initial investment to us.
Make checks payable to: “Guinness Atkinson Funds”.

Regular Mailing Address:
Guinness Atkinson Funds
c/o US Bank Global Fund Services
PO Box 219252
Kansas City, MO 64121-9252

For Overnight Deliveries:
Guinness Atkinson Funds
c/o US Bank Global Fund Services
801 Pennsylvania Ave Suite 219252
Kansas City, MO 64105-1307

Note: Only U.S. persons are eligible to invest in the Guinness Atkinson Funds. If you are not a U.S. Person, please visit the Guinness Asset Management website for more information. If you are a U.S. Person living abroad, please request our investment kit by submitting your email address via the form below. Questions? Please call our shareholder servicing team at
1.800.915.6565

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Note: Please do not send personal information via email. Direct any transaction requests or address changes to shareholder services at (866) 307 – 5990. By checking the box above you agree to subscribe to the Guinness Atkinson Funds email list. Guinness Atkinson Funds is committed to protecting your privacy. We use your registration information to customize and deliver additional resources via email and mail, including Guinness Atkinson Funds newsletters and product fact sheets. If you don’t want to receive mail or email from us, simply leave the box at the bottom of this page unchecked. To learn more about how we handle your personal information, read our Privacy Policy.

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Contact Us

Do you have questions or require additional information? You can reach us by filling out this form or using the contact information below.

Guinness Atkinson Funds

Mutual Fund Investors
(800) 915.6566
[email protected]

ETF Investors
(866) 307 – 5990
[email protected]

Media Inquiries
Victoria Odinotska, KANTER PR
(703) 685 – 9232

Guinness Atkinson Funds HQ
251 South Lake Avenue
Suite 800
Pasadena, CA 91101

I am a*:
* Items with an asterisk are required.

 Note: Please do not send personal information via email. Direct any transaction requests or address changes to shareholder services at (800) 915 – 6566 for Mutual Funds or (866) 307 – 5990 for ETFs. By checking the box above you agree to subscribe to the Guinness Atkinson Funds email list. Guinness Atkinson Funds is committed to protecting your privacy. We use your registration information to customize and deliver additional resources via email and mail, including Guinness Atkinson Funds newsletters and product fact sheets. If you don’t want to receive mail or email from us, simply leave the box at the bottom of this page unchecked. To learn more about how we handle your personal information, read our Privacy Policy.

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Choose A Brokerage Firm

The [FUND NAME ETF] is available through many brokerage firms, including those below.

The inclusion of these links is not an endorsement from any of these firms and does not represent a recommendation or solicitation to purchase or sell any securities. Additionally, the inclusion of these links does not represent an endorsement by GAFunds of any of these firms.